Form 4 for APO Apollo Global Management
Accepted 2024-12-05 00:00:00 ET · period of report 2024-12-03 · accession 0001858681-24-000132 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-12-05 | 2024-12-03+ | APO | KLEINMAN SCOTT | Co-Pres (See Remarks), Dir | S - Sale | $173.67 | -483.9K | 384.0K | -56% | -$84.04M |
| I | 2024-12-05 | 2024-12-05 | APO | KLEINMAN SCOTT | Co-Pres (See Remarks), Dir | G - Gift | $0.00 | -21.6K | 266.6K | -7% | $0 |
| M | 2024-12-05 | 2024-12-04 | APO | KLEINMAN SCOTT | Co-Pres (See Remarks), Dir | S - Sale | $173.68 | -16.1K | 4.68M | -0.3% | -$2.80M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-03 | S | D | 13 | $173.66 | 702,483 | I The Kleinman Children's Trust | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.34 to $174.11 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4). (F6) Held by The Kleinman Children's Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |
| 2 | Common | Common Stock | 2024-12-05 | G | D | 21,564 | $0.00 | 266,592 | I | — | — | |
| 3 | Common | Common Stock | 2024-12-04 | S | D | 1,895 | $174.39 | 4,676,291 | D | — | — | (F4) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.25 to $174.68 inclusive. (F8) Reported amount includes 4,651,303 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. |
| 4 | Common | Common Stock | 2024-12-03 | S | D | 3,945 | $173.66 | 51,384 | I Heathcote Capital Partners LP | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.34 to $174.11 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4). (F2) Held by Heathcote Capital Partners LP, a vehicle directly and indirectly owned by the reporting person, his spouse and certain family trusts and over which the reporting person exercises voting and investment control. |
| 5 | Common | Common Stock | 2024-12-04 | S | D | 466 | $173.58 | 50,918 | I Heathcote Capital Partners LP | — | — | (F3) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.25 to $174.247 inclusive. (F2) Held by Heathcote Capital Partners LP, a vehicle directly and indirectly owned by the reporting person, his spouse and certain family trusts and over which the reporting person exercises voting and investment control. |
| 6 | Common | Common Stock | 2024-12-04 | S | D | 62 | $174.39 | 50,856 | I Heathcote Capital Partners LP | — | — | (F4) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.25 to $174.68 inclusive. (F2) Held by Heathcote Capital Partners LP, a vehicle directly and indirectly owned by the reporting person, his spouse and certain family trusts and over which the reporting person exercises voting and investment control. |
| 7 | Common | Common Stock | 2024-12-03 | S | D | 19,562 | $173.66 | 91,190 | I HCM APO Series LLC, Series C | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.34 to $174.11 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4). (F5) Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |
| 8 | Common | Common Stock | 2024-12-04 | S | D | 71,827 | $173.58 | 19,363 | I HCM APO Series LLC, Series C | — | — | (F3) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.25 to $174.247 inclusive. (F5) Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |
| 9 | Common | Common Stock | 2024-12-04 | S | D | 9,581 | $174.39 | 9,782 | I HCM APO Series LLC, Series C | — | — | (F4) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.25 to $174.68 inclusive. (F5) Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |
| 10 | Common | Common Stock | 2024-12-04 | S | D | 284,155 | $173.58 | 418,328 | I The Kleinman Children's Trust | — | — | (F3) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.25 to $174.247 inclusive. (F6) Held by The Kleinman Children's Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |
| 11 | Common | Common Stock | 2024-12-04 | S | D | 37,903 | $174.39 | 380,425 | I The Kleinman Children's Trust | — | — | (F4) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.25 to $174.68 inclusive. (F6) Held by The Kleinman Children's Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |
| 12 | Common | Common Stock | 2024-12-03 | S | D | 37,585 | $173.66 | 402,779 | I KRT Investments IX LLC | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.34 to $174.11 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4). (F7) Held by KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest. |
| 13 | Common | Common Stock | 2024-12-04 | S | D | 16,587 | $173.58 | 386,192 | I KRT Investments IX LLC | — | — | (F3) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.25 to $174.247 inclusive. (F7) Held by KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest. |
| 14 | Common | Common Stock | 2024-12-04 | S | D | 2,212 | $174.39 | 383,980 | I KRT Investments IX LLC | — | — | (F4) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.25 to $174.68 inclusive. (F7) Held by KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest. |
| 15 | Common | Common Stock | 2024-12-04 | S | D | 14,207 | $173.58 | 4,678,186 | D HCM APO Series LLC, Series A | — | — | (F3) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.25 to $174.247 inclusive. (F8) Reported amount includes 4,651,303 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. (F9) Held by HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |