Form 4 for HNST Honest Company, Inc.
Accepted 2024-11-20 00:00:00 ET · period of report 2024-11-18 · accession 0001858823-24-000028 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-20 | 2024-11-18 | HNST | Sheehey Brendan | GC | M - OptEx | $5.66 | +115.0K | 577.9K | +25% | +$650.9K |
| DM | 2024-11-20 | 2024-11-18 | HNST | Sheehey Brendan | GC | S - Sale+OE | $7.01 | -107.7K | 517.9K | -17% | -$754.6K |
| DM | 2024-11-20 | 2024-11-18 | HNST | Sheehey Brendan | GC | M - OptEx | $0.00 | -115.0K | 22.5K | -84% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-18 | M | A | 55,000 | $5.66 | 572,861 | D | — | — | (F1) Includes 338,053 restricted stock units as of the transaction date which are payable in an equivalent number of shares of the Issuer's common stock. |
| 2 | Common | Common Stock | 2024-11-18 | S | D | 52,653 | $7.05 | 525,208 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.03 to $7.10, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. (F1) Includes 338,053 restricted stock units as of the transaction date which are payable in an equivalent number of shares of the Issuer's common stock. |
| 3 | Common | Common Stock | 2024-11-18 | M | A | 60,000 | $5.66 | 577,861 | D | — | — | (F1) Includes 338,053 restricted stock units as of the transaction date which are payable in an equivalent number of shares of the Issuer's common stock. |
| 4 | Common | Common Stock | 2024-11-18 | S | D | 55,000 | $6.97 | 517,861 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.93 to $7.09, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. (F1) Includes 338,053 restricted stock units as of the transaction date which are payable in an equivalent number of shares of the Issuer's common stock. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2024-11-18 | M | D | 55,000 | $0.00 | 0 | D | $5.66 · — to 2030-07-30 | 55,000 Common Stock | (F5) The option is fully vested. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2024-11-18 | M | D | 60,000 | $0.00 | 22,500 | D | $5.66 · — to 2030-07-30 | 60,000 Common Stock | (F4) The option is fully vested. Twenty-five percent (25%) of the option shares vested and became exercisable on June 8, 2021; and the remainder of the option shares vested and became exercisable in thirty-six (36) equal successive monthly installments thereafter. |