Form 4 for HNST Honest Company, Inc.
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001858826-21-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-18 | 2021-11-16 | HNST | Rexing Rick | Chief Revenue Off | S - Sale+OE | $10.00 | -3,438 | 140.9K | -2% | -$34.4K |
| D | 2021-11-18 | 2021-11-16 | HNST | Rexing Rick | Chief Revenue Off | M - OptEx | $5.13 | +3,438 | 144.4K | +2% | +$17.6K |
| D | 2021-11-18 | 2021-11-16 | HNST | Rexing Rick | Chief Revenue Off | M - OptEx | $0.00 | -3,438 | 196.6K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | S | D | 3,438 | $10.00 | 140,924 | D | — | — | (F1) Includes 140,924 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. |
| 2 | Common | Common Stock | 2021-11-16 | M | A | 3,438 | $5.13 | 144,362 | D | — | — | (F1) Includes 140,924 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-16 | M | D | 3,438 | $0.00 | 196,562 | D | $5.13 · — to 2027-11-09 | 3,438 Common Stock | (F3) Twenty-five percent (25%) of the option shares shall vest and become exercisable on August 15, 2018; and the remainder of the option shares shall vest and become exercisable in thirty-six (36) equal successive monthly installments thereafter. |