Form 4 for HNST Honest Company, Inc.
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001859145-21-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-13 | 2021-12-09 | HNST | Parvaneh Sharareh | CIO | M - OptEx | $5.55 | +57.3K | 100.4K | +133% | +$318.0K |
| DM | 2021-12-13 | 2021-12-09 | HNST | Parvaneh Sharareh | CIO | M - OptEx | $0.00 | -57.3K | 28.1K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-09 | M | A | 21,875 | $5.23 | 64,968 | D | — | — | (F1) Includes 43,093 Restricted Stock Units which are payable in an equivalent of shares of the Issuer's common stock. |
| 2 | Common | Common Stock | 2021-12-09 | M | A | 35,416 | $5.75 | 100,384 | D | — | — | (F1) Includes 43,093 Restricted Stock Units which are payable in an equivalent of shares of the Issuer's common stock. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-09 | M | D | 35,416 | $0.00 | 14,584 | D | $5.75 · — to 2029-01-30 | 35,416 Common Stock | (F3) Twenty-five percent (25%) of the option shares shall vest and become exercisable on January 30, 2020; and the remainder of the option shares shall vest and become exercisable in thirty-six (36) equal successive monthly installments thereafter. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-09 | M | D | 21,875 | $0.00 | 28,125 | D | $5.23 · — to 2030-02-28 | 21,875 Common Stock | (F2) The option grant vests and becomes exercisable in forty-eight (48) equal successive monthly installments beginning on February 28, 2020. |