Form 4 for HNST Honest Company, Inc.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001859157-21-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-17 | 2021-11-15 | HNST | Hoyt Janis | CHRO | M - OptEx | $5.66 | +75.0K | 168.7K | +80% | +$424.2K |
| D | 2021-11-17 | 2021-11-15 | HNST | Hoyt Janis | CHRO | S - Sale+OE | $9.77 | -75.0K | 137.4K | -35% | -$732.8K |
| DM | 2021-11-17 | 2021-11-15 | HNST | Hoyt Janis | CHRO | M - OptEx | $0.00 | -75.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | M | A | 782 | $5.23 | 138,212 | D | — | — | (F1) Includes 137,430 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. |
| 2 | Common | Common Stock | 2021-11-15 | M | A | 11,718 | $5.66 | 149,930 | D | — | — | (F1) Includes 137,430 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. |
| 3 | Common | Common Stock | 2021-11-15 | S | D | 75,000 | $9.77 | 137,430 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.52 to $9.99, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F1) Includes 137,430 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. |
| 4 | Common | Common Stock | 2021-11-15 | M | A | 18,750 | $5.66 | 187,430 | D | — | — | (F1) Includes 137,430 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. |
| 5 | Common | Common Stock | 2021-11-15 | M | A | 25,000 | $5.66 | 212,430 | D | — | — | (F1) Includes 137,430 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. |
| 6 | Common | Common Stock | 2021-11-15 | M | A | 18,750 | $5.66 | 168,680 | D | — | — | (F1) Includes 137,430 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-15 | M | D | 782 | $0.00 | 49,218 | D | $5.23 · — to 2030-02-28 | 782 Common Stock | (F4) The option is fully vested. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-15 | M | D | 18,750 | $0.00 | 0 | D | $5.66 · — to 2030-07-30 | 18,750 Common Stock | (F4) The option is fully vested. |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-15 | M | D | 25,000 | $0.00 | 0 | D | $5.66 · — to 2030-07-30 | 25,000 Common Stock | (F4) The option is fully vested. |
| 10 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-15 | M | D | 11,718 | $0.00 | 25,782 | D | $5.66 · — to 2030-07-30 | 11,718 Common Stock | (F5) The option grant vests and becomes exercisable in forty-eight (48) equal successive monthly installments beginning on July 31, 2020. |
| 11 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-15 | M | D | 18,750 | $0.00 | 0 | D | $5.66 · — to 2030-07-30 | 18,750 Common Stock | (F4) The option is fully vested. |