Form 4 for HNST Honest Company, Inc.
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001859172-21-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-18 | 2021-11-16 | HNST | Frey Donald | Chief Innovation Off | S - Sale+OE | $10.00 | -23.0K | 136.3K | -14% | -$230.0K |
| D | 2021-11-18 | 2021-11-16 | HNST | Frey Donald | Chief Innovation Off | M - OptEx | $5.75 | +23.0K | 159.3K | +17% | +$132.2K |
| D | 2021-11-18 | 2021-11-16 | HNST | Frey Donald | Chief Innovation Off | M - OptEx | $0.00 | -23.0K | 77.0K | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | S | D | 23,000 | $10.00 | 136,265 | D | — | — | (F1) Includes 136,265 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. |
| 2 | Common | Common Stock | 2021-11-16 | M | A | 23,000 | $5.75 | 159,265 | D | — | — | (F1) Includes 136,265 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-16 | M | D | 23,000 | $0.00 | 77,000 | D | $5.75 · — to 2028-09-12 | 23,000 Common Stock | (F3) The option grant vests and becomes exercisable in forty-eight (48) equal successive monthly installments beginning on September 12, 2018. |