Form 4 for STEM STEM, INC.
Accepted 2022-03-10 00:00:00 ET · period of report 2022-03-09 · accession 0001864029-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-10 | 2022-03-09 | STEM | Russo Alan | Chief Revenue Off | M - OptEx | $2.27 | +44.0K | 183.5K | +31% | +$99.8K |
| D | 2022-03-10 | 2022-03-09 | STEM | Russo Alan | Chief Revenue Off | M - OptEx | $2.27 | -44.0K | 81.8K | -35% | -$99.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2022-03-09 | M | A | 43,951 | $2.27 | 183,545 | D | — | — | |
| 2 | Derivative | Stock Option (Right to Buy) | 2022-03-09 | M | D | 43,951 | $2.27 | 81,803 | D | $2.27 · 2022-01-30 to 2029-01-30 | 43,951 Common Stock, Par Value $0.0001 Per Share |