Form 4 for SWKHL SWK Holdings Corp
Accepted 2022-01-03 00:00:00 ET · period of report 2021-12-31 · accession 0001864079-22-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-01-03 | 2021-12-31 | SWKHL | Pennington Marcus Edward | Dir | A - Grant | — | +823 | 4,075 | +25% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | A | A | 823 | — | 4,075 | D | — | — | (F1) Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 573 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $19.63 closing price of the common stock on December 31, 2021. |