Form 4 for STEM STEM, INC.
Accepted 2022-04-11 00:00:00 ET · period of report 2022-04-06 · accession 0001864717-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-11 | 2022-04-06 | STEM | Johnson larsh | CTO | M - OptEx | $1.67 | +39.2K | 190.0K | +26% | +$65.5K |
| D | 2022-04-11 | 2022-04-06 | STEM | Johnson larsh | CTO | M - OptEx | $0.00 | -39.2K | 204.3K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2022-04-06 | M | A | 39,226 | $1.67 | 189,984 | D | — | — | |
| 2 | Derivative | Stock Option (Right to Buy) | 2022-04-06 | M | D | 39,226 | $0.00 | 204,286 | D | $1.67 · 2020-01-11 to 2026-08-09 | 39,226 Common Stock, Par Value $0.0001 Per Share |