Form 4 for MQ Marqeta, Inc.
Accepted 2022-09-06 00:00:00 ET · period of report 2022-09-01 · accession 0001865112-22-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-06 | 2022-09-01 | MQ | Kern Randall F. | CTO | F - Tax | $7.34 | -3,061 | 17.4K | -15% | -$22.5K |
| D | 2022-09-06 | 2022-09-01 | MQ | Kern Randall F. | CTO | M - OptEx | $0.00 | +8,851 | 20.4K | +76% | $0 |
| D | 2022-09-06 | 2022-09-01 | MQ | Kern Randall F. | CTO | M - OptEx | $0.00 | -8,851 | 115.1K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-09-01 | F | D | 3,061 | $7.34 | 17,369 | D | — | — | (F2) Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| 2 | Common | Class A Common Stock | 2022-09-01 | M | A | 8,851 | $0.00 | 20,430 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 3 | Derivative | Restricted Stock Units | 2022-09-01 | M | D | 8,851 | $0.00 | 115,061 | D | — · — to — | 8,851 Class A Common Stock | (F3) Each restricted stock unit is convertible into one share of Class A Common Stock. (F4) One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |