Form 4 for MQ Marqeta, Inc.
Accepted 2023-11-14 00:00:00 ET · period of report 2023-11-10 · accession 0001865112-23-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-14 | 2023-11-10 | MQ | Kern Randall F. | See Remarks | M - OptEx | $4.07 | +181.7K | 274.0K | +197% | +$739.5K |
| DM | 2023-11-14 | 2023-11-10 | MQ | Kern Randall F. | See Remarks | S - Sale+OE | $5.82 | -274.0K | 92.3K | -75% | -$1.59M |
| D | 2023-11-14 | 2023-11-10 | MQ | Kern Randall F. | See Remarks | M - OptEx | $0.00 | -181.7K | 752.8K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-10 | M | A | 181,702 | $4.07 | 274,032 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-11-10 | S | D | 92,330 | $5.82 | 0 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.73 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 3 | Common | Class A Common Stock | 2023-11-10 | S | D | 181,702 | $5.82 | 92,330 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.73 to $5.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 4 | Derivative | Stock Option (Right to Buy) | 2023-11-10 | M | D | 181,702 | $0.00 | 752,772 | D | $4.07 · — to 2033-03-14 | 181,702 Class A Common Stock | (F3) One-thirty-sixth (1/36th) of the stock option vested on April 15, 2023, and an additional one-thirty-sixth (1/36th) of the stock option vests on the 15th of each month thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |