Form 4 for INDI indie Semiconductor, Inc.
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-15 · accession 0001865418-21-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-12-16 | 2021-12-15 | INDI | schiller Thomas | CFO, EVP of Strategy | S - Sale | $11.85 | -200.0K | 1.64M | -11% | -$2.37M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-15 | S | D | 200,000 | $11.85 | 1,636,922 | D | — | — | (F1) Pursuant to the Master Transactions Agreement by and among Thunder Bridge II Surviving Pubco, Inc., Thunder Bridge Acquisition II, Ltd., Ay Dee Kay, LLC d/b/a indie Semiconductor ("ADK") and certain other parties (dated as of December 14, 2020 and amended as of the same date) (the "Agreement"), the Reporting Person's ADK units were converted into 2,085,019 shares of the Issuer's Class A Common Stock upon the closing of the transactions contemplated by the Agreement. Post the reported transactions above, of the 2,080,996 shares, 846,761 remain unvested and will vest upon satisfaction of certain time and performance conditions. |