Form 4 for INDI indie Semiconductor, Inc.
Accepted 2021-12-14 00:00:00 ET · period of report 2021-12-10 · accession 0001865420-21-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-14 | 2021-12-10+ | INDI | CTO | M - OptEx | $0.00 | 0 | 248.3K | New | $0 | |
| DM | 2021-12-14 | 2021-12-10+ | INDI | CTO | S - Sale+OE | $12.02 | -600.0K | 633 | -100% | -$7.21M | |
| DM | 2021-12-14 | 2021-12-10+ | INDI | CTO | M - OptEx | $0.00 | -600.0K | 5.73M | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class V Common Stock | 2021-12-13 | M | D | 247,660 | $0.00 | 5,734,349 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-10 | S | D | 352,340 | $12.08 | 633 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-12-10 | M | A | 352,340 | $0.00 | 352,973 | D | — | — | |
| 4 | Common | Class V Common Stock | 2021-12-10 | M | D | 352,340 | $0.00 | 5,982,009 | D | — | — | |
| 5 | Common | Class A Common Stock | 2021-12-13 | M | A | 247,660 | $0.00 | 248,293 | D | — | — | |
| 6 | Common | Class A Common Stock | 2021-12-13 | S | D | 247,660 | $11.93 | 633 | D | — | — | |
| 7 | Derivative | ADK Class A Units | 2021-12-10 | M | D | 352,340 | $0.00 | 5,982,009 | D | $0.00 · 2021-12-10 to — | 352,340 Class A Common Stock | (F2) Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. (F3) N/A |
| 8 | Derivative | ADK Class A Units | 2021-12-13 | M | D | 247,660 | $0.00 | 5,734,349 | D | $0.00 · 2021-12-10 to — | 247,660 Class A Common Stock | (F2) Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. (F3) N/A |