Form 4 for INDI indie Semiconductor, Inc.
Accepted 2022-03-02 00:00:00 ET · period of report 2022-02-28 · accession 0001865420-22-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-02 | 2022-02-28+ | INDI | Kee Scott David | CTO | M - OptEx | $0.00 | 0 | 189.6K | New | $0 |
| DM | 2022-03-02 | 2022-02-28+ | INDI | Kee Scott David | CTO | S - Sale+OE | $7.88 | -199.9K | 669 | -100% | -$1.57M |
| DM | 2022-03-02 | 2022-02-28+ | INDI | Kee Scott David | CTO | M - OptEx | $0.00 | -199.9K | 5.58M | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class V Common Stock | 2022-03-01 | M | D | 11,000 | $0.00 | 5,583,750 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-03-01 | M | A | 11,000 | $0.00 | 11,669 | D | — | — | |
| 3 | Common | Class A Common Stock | 2022-03-01 | S | D | 11,000 | $7.66 | 669 | D | — | — | |
| 4 | Common | Class A Common Stock | 2022-02-28 | S | D | 188,912 | $7.89 | 669 | D | — | — | |
| 5 | Common | Class V Common Stock | 2022-02-28 | M | D | 188,912 | $0.00 | 5,594,750 | D | — | — | |
| 6 | Common | Class A Common Stock | 2022-02-28 | M | A | 188,912 | $0.00 | 189,581 | D | — | — | |
| 7 | Derivative | ADK Class A Units | 2022-02-28 | M | D | 188,912 | $0.00 | 5,594,750 | D | $0.00 · 2021-12-10 to — | 188,912 Class A Common Stock | (F2) Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. (F3) N/A |
| 8 | Derivative | ADK Class A Units | 2022-03-01 | M | D | 11,000 | $0.00 | 5,583,750 | D | $0.00 · 2021-12-10 to — | 11,000 Class A Common Stock | (F2) Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. (F3) N/A |