Form 4 for INDI indie Semiconductor, Inc.
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-14 · accession 0001865423-21-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-16 | 2021-12-14 | INDI | Aoki Ichiro | Pres, Dir | M - OptEx | $0.00 | 0 | 401.8K | New | $0 |
| D | 2021-12-16 | 2021-12-14 | INDI | Aoki Ichiro | Pres, Dir | S - Sale+OE | $11.61 | -401.2K | 633 | -100% | -$4.66M |
| D | 2021-12-16 | 2021-12-14 | INDI | Aoki Ichiro | Pres, Dir | M - OptEx | $0.00 | -401.2K | 5.33M | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class V Common Stock | 2021-12-14 | M | D | 401,210 | $0.00 | 5,334,349 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-14 | M | A | 401,210 | $0.00 | 401,843 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-12-14 | S | D | 401,210 | $11.61 | 633 | D | — | — | |
| 4 | Derivative | ADK Class A Units | 2021-12-14 | M | D | 401,210 | $0.00 | 5,334,349 | D | $0.00 · 2021-12-10 to — | 401,210 Class A Common Stock | (F2) Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. (F3) N/A |