Form 4 for NUVB Nuvation Bio Inc.
Accepted 2025-11-21 00:00:00 ET · period of report 2025-11-19 · accession 0001865826-25-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-21 | 2025-11-19 | NUVB | Hanley David C. | CHIEF TECHNICAL Ops | M - OptEx | $1.87 | +200.0K | 224.0K | +833% | +$374.0K |
| D | 2025-11-21 | 2025-11-19 | NUVB | Hanley David C. | CHIEF TECHNICAL Ops | S - Sale+OE | $7.14 | -200.0K | 24.0K | -89% | -$1.43M |
| D | 2025-11-21 | 2025-11-19 | NUVB | Hanley David C. | CHIEF TECHNICAL Ops | M - OptEx | $0.00 | -200.0K | 300.0K | -40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-11-19 | M | A | 200,000 | $1.87 | 224,000 | D | — | — | (F1) Includes 3,000 shares acquired on each of May 19, 2025 and November 19, 2025 under the Issuer's 2021 Employee Stock Purchase Plan. |
| 2 | Common | Class A Common Stock | 2025-11-19 | S | D | 200,000 | $7.14 | 24,000 | D | — | — | (F2) Price reported is a weighted-average sales price. The shares were sold at prices ranging from $7.045 to $7.260. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Derivative | Stock Option (Right to Buy) | 2025-11-19 | M | D | 200,000 | $0.00 | 300,000 | D | $1.87 · — to 2034-02-27 | 200,000 Class A Common Stock | (F3) Option vests as to 25% on the one year anniversary of 2/29/2024, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date. |