Form 4 for INDI indie Semiconductor, Inc.
Accepted 2021-12-14 00:00:00 ET · period of report 2021-12-10 · accession 0001866018-21-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-12-14 | 2021-12-10 | INDI | McClymont Donald | CEO, Dir | F - Tax | $0.00 | -7,297 | 13.6K | -35% | $0 |
| DI | 2021-12-14 | 2021-12-10 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | +20.9K | 20.9K | New | $0 |
| DM | 2021-12-14 | 2021-12-10+ | INDI | McClymont Donald | CEO, Dir | S - Sale+OE | $12.00 | -187.9K | 633 | -100% | -$2.25M |
| DM | 2021-12-14 | 2021-12-10+ | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | 0 | 6.24M | New | $0 |
| DI | 2021-12-14 | 2021-12-10 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | -20.9K | 62.6K | -25% | $0 |
| DM | 2021-12-14 | 2021-12-10+ | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | -187.9K | 6.32M | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-10 | F | D | 7,297 | $0.00 | 13,553 | I | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-10 | M | A | 20,850 | $0.00 | 20,850 | I | — | — | |
| 3 | Common | Class A Common Stock | 2021-12-13 | S | D | 97,410 | $11.98 | 633 | D | — | — | |
| 4 | Common | Class A Common Stock | 2021-12-13 | M | A | 97,410 | $0.00 | 98,043 | D | — | — | |
| 5 | Common | Class V Common Stock | 2021-12-13 | M | D | 97,410 | $0.00 | 6,146,493 | D | — | — | |
| 6 | Common | Class A Common Stock | 2021-12-10 | S | D | 90,446 | $12.02 | 633 | D | — | — | |
| 7 | Common | Class A Common Stock | 2021-12-10 | M | A | 90,446 | $0.00 | 91,079 | D by spouse | — | — | |
| 8 | Common | Class V Common Stock | 2021-12-10 | M | D | 90,446 | $0.00 | 6,243,903 | D by spouse | — | — | |
| 9 | Derivative | Phantom Awards | 2021-12-10 | M | D | 20,850 | $0.00 | 62,551 | I | $0.00 · 2021-12-10 to — | 20,850 Class A Common Stock | (F3) On December 10, 2021, 20,850 shares of the phantom awards vested and automatically converted into an equal number of shares of Class A Common Stock. The phantom awards allow the recipient to acquire the number of shares of Class A Common Stock set forth above after the date they become exercisable upon satisfaction of the further vesting condition. The awards vest 25% annually, however no shares vested prior to December 10, 2021. At the option of Issuer, these awards may be settled either in cash or shares of Class A Common Stock. (F4) N/A |
| 10 | Derivative | ADK Class A Units | 2021-12-13 | M | D | 97,410 | $0.00 | 6,227,385 | D | $0.00 · 2021-12-10 to — | 97,410 Class A Common Stock | (F2) Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. (F4) N/A |
| 11 | Derivative | ADK Class A Units | 2021-12-10 | M | D | 90,446 | $0.00 | 6,324,795 | D By spouse | $0.00 · 2021-12-10 to — | 90,446 Class A Common Stock | (F2) Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. (F4) N/A |