Form 4 for HTO H2O AMERICA
Accepted 2024-03-04 00:00:00 ET · period of report 2024-02-29 · accession 0001866152-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-03-04 | 2024-02-29 | HTO | Brown Willie D. Jr. | VP, Gen Counsel | F - Tax | $55.06 | -455 | 9,464 | -5% | -$25.1K | |
| 2024-03-04 | 2024-02-29 | HTO | Brown Willie D. Jr. | VP, Gen Counsel | A - Grant | $0.00 | +1,283 | 9,559 | +16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-29 | F | D | 455 | $55.06 | 9,464 | D | — | — | (F2) Represents (i) 165 shares of Common Stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of Common Stock that became issuable pursuant to the vesting of the 2021 ROE RSUs reported on this Form 4 and (ii) 290 shares of Common Stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of Common Stock that became issuable pursuant to the vesting of the 2021 TSR RSUs reported on this Form 4. (F3) Represents (i) 5,792 shares of Common Stock; (ii) 360 shares of Common Stock acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2023 Employee Stock Purchase Plan; and (iii) 3,312 shares of Common Stock underlying RSUs that will vest and become issuable in accordance with their terms. |
| 2 | Common | Common Stock | 2024-02-29 | A | A | 1,283 | $0.00 | 9,559 | D | — | — | (F1) Represents (i) 466 shares of Common Stock subject to the 2021 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2021 calendar year and continued service by the reporting person through December 31, 2023 and (ii) 817 shares of Common Stock subject to 2021 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2021 calendar year and continued service by the reporting person through December 31, 2023. |