Form 4 for HTO H2O AMERICA
Accepted 2025-01-06 00:00:00 ET · period of report 2025-01-02 · accession 0001866152-25-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-01-06 | 2025-01-02 | HTO | Brown Willie D. Jr. | VP, Gen Counsel | F - Tax | $48.70 | -237 | 11.5K | -2% | -$11.5K | |
| 2025-01-06 | 2025-01-02 | HTO | Brown Willie D. Jr. | VP, Gen Counsel | A - Grant | $0.00 | +2,382 | 11.8K | +25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-02 | F | D | 237 | $48.70 | 11,516 | D | — | — | (F2) Represents 237 shares of Common Stock withheld in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on January 2, 2025 pursuant to the terms of the January 2, 2024 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the RSUs were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. (F3) Represents 6,661 shares of Common Stock and 4,855 shares of the Common Stock underlying RSUs which will vest and become issuable in accordance with their terms. |
| 2 | Common | Common Stock | 2025-01-02 | A | A | 2,382 | $0.00 | 11,753 | D | — | — | (F1) Represents 2,382 shares of the issuer's common stock ("Common Stock") underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of Common Stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. |