Form 4 for S SentinelOne, Inc.
Accepted 2022-03-21 00:00:00 ET · period of report 2022-03-17 · accession 0001866377-22-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-21 | 2022-03-17 | S | Warner Nicholas | COO | A - Grant | $0.00 | +199.6K | 200.7K | +16,969% | $0 |
| D | 2022-03-21 | 2022-03-18 | S | Warner Nicholas | COO | C - Cnv Deriv | $0.65 | +10.0K | 210.7K | +5% | +$6,500 |
| D | 2022-03-21 | 2022-03-18 | S | Warner Nicholas | COO | S - Sale | $40.00 | -10.0K | 200.7K | -5% | -$400.0K |
| D | 2022-03-21 | 2022-03-18 | S | Warner Nicholas | COO | C - Cnv Deriv | $0.00 | -10.0K | 0 | -100% | $0 |
| DM | 2022-03-21 | 2022-03-18 | S | Warner Nicholas | COO | M - OptEx | $0.00 | 0 | 10.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-17 | A | A | 199,558 | $0.00 | 200,734 | D | — | — | (F1) Represents restricted stock units ("RSUs") that shall vest 1/16th of the total RSUs on May 5, 2022 (the "First Vesting Date") and thereafter vests as to 1/16th of the RSUs on each third Vesting Date, defined as the 5th calendar day of each month, following the First Vesting Date, until fully vested, subject to the Reporting Person's continued service through each vesting date. |
| 2 | Common | Class A Common Stock | 2022-03-18 | C | A | 10,000 | $0.65 | 210,734 | D | — | — | (F2) Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock. |
| 3 | Common | Class A Common Stock | 2022-03-18 | S | D | 10,000 | $40.00 | 200,734 | D | — | — | |
| 4 | Derivative | Class B Common Stock | 2022-03-18 | C | D | 10,000 | $0.00 | 0 | D | — · — to — | 10,000 Class A Common Stock | (F5) Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten, including certain entities that Mr. Weingarten controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that Mr. Weingarten originally held as of the date of the IPO, (F6) (continued from footnote 5) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when Mr. Weingarten is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which Mr. Weingarten is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of Mr. Weingarten. |
| 5 | Derivative | Stock Option (right to buy) | 2022-03-18 | M | D | 10,000 | $0.00 | 658,821 | D | $0.65 · — to 2027-08-01 | 10,000 Class B Common Stock | (F4) The stock option is fully vested. |
| 6 | Derivative | Class B Common Stock | 2022-03-18 | M | A | 10,000 | $0.00 | 10,000 | D | — · — to — | 10,000 Class A Common Stock | (F5) Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten, including certain entities that Mr. Weingarten controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that Mr. Weingarten originally held as of the date of the IPO, (F6) (continued from footnote 5) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when Mr. Weingarten is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which Mr. Weingarten is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of Mr. Weingarten. |