Form 4 for BROS Dutch Bros Inc.
Accepted 2022-01-05 00:00:00 ET · period of report 2022-01-03 · accession 0001866581-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-05 | 2022-01-03 | BROS | Graham John Patrick | CMO | F - Tax | $52.42 | -57.3K | 171.3K | -25% | -$3.00M |
| D | 2022-01-05 | 2022-01-03 | BROS | Graham John Patrick | CMO | M - OptEx | $0.00 | +145.6K | 228.6K | +175% | $0 |
| D | 2022-01-05 | 2022-01-03 | BROS | Graham John Patrick | CMO | M - OptEx | $0.00 | -145.6K | 291.3K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-01-03 | F | D | 57,278 | $52.42 | 171,332 | D | — | — | (F2) Shares surrendered to the issuer to satisfy tax withholding obligations applicable to restricted stock units. (F3) The stock price reported in column 4 represents the closing stock price of the issuer on January 3, 2022. |
| 2 | Common | Class A Common Stock | 2022-01-03 | M | A | 145,584 | $0.00 | 228,610 | D | — | — | (F1) The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. |
| 3 | Derivative | Restricted Stock Units | 2022-01-03 | M | D | 145,584 | $0.00 | 291,344 | D | — · — to — | 145,584 Class A Common | (F1) The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. (F5) On September 17, 2021, the reporting person was granted an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024. If the vesting date occurs on a date that is not a business day, delivery and execution shall instead occur on the next business day. |