Form 4 for BROS Dutch Bros Inc.
Accepted 2022-03-18 00:00:00 ET · period of report 2022-03-17 · accession 0001866581-22-000028 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-18 | 2022-03-17 | BROS | Broader Shelley G. | Dir | M - OptEx | $0.00 | +1,087 | 2,174 | +100% | $0 |
| D | 2022-03-18 | 2022-03-17 | BROS | Broader Shelley G. | Dir | M - OptEx | $0.00 | -1,087 | 2,173 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common | 2022-03-17 | M | A | 1,087 | $0.00 | 2,174 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2022-03-17 | M | D | 1,087 | $0.00 | 2,173 | D | — · — to — | 1,087 Class A Common | (F1) The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. (F2) The reporting person received an award of restricted stock units with 25% vesting on December 17, 2021 and 25% shall vest every 3 months thereafter until vested in full on September 17, 2022. (F3) If the reporting person's employment is terminated for any reason before an applicable vesting date, all restricted stock units that have not yet vested shall be forfeited without consideration, except in the change of control severance agreement and any other agreements regarding equity vesting between the reporting person and Issuer, which agreements or form agreements are filed with the SEC. |