Form 4 for BROS Dutch Bros Inc.
Accepted 2023-02-02 00:00:00 ET · period of report 2023-02-01 · accession 0001866581-23-000019 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-02 | 2023-02-01 | BROS | Ricci Joth | CEO, Pres | S - Sale | $37.53 | -160.0K | 2.11M | -7% | -$6.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-01 | S | D | 67,817 | $36.67 | 2,148,518 | D | — | — | (F2) The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $36.23 to $37.22, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F3) Excludes 237,530 shares previously owned directly which were contributed to the Ricci Family 2022 Charitable Lead Annuity Trust on October 31, 2022. |
| 2 | Common | Class A Common Stock | 2023-02-01 | S | D | 56,366 | $38.57 | 2,056,335 | D | — | — | (F5) The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $38.23 to $39.12, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Class A Common Stock | 2023-02-01 | S | D | 35,817 | $37.51 | 2,112,701 | D | — | — | (F4) The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $37.23 to $38.21, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |