Form 4 for BROS Dutch Bros Inc.
Accepted 2023-05-17 00:00:00 ET · period of report 2023-05-16 · accession 0001866581-23-000089 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-17 | 2023-05-16 | BROS | Davis Thomas James | Dir | M - OptEx | $0.00 | +3,660 | 2,509 | New | $0 |
| DM | 2023-05-17 | 2023-05-16 | BROS | Davis Thomas James | Dir | M - OptEx | $0.00 | -3,660 | 0 | -100% | $0 |
| DM | 2023-05-17 | 2023-05-16 | BROS | Davis Thomas James | Dir | A - Grant | $0.00 | +6,784 | 3,032 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-16 | M | A | 3,032 | $0.00 | 5,541 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-05-16 | M | A | 628 | $0.00 | 2,509 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-05-16 | M | D | 628 | $0.00 | 0 | D | — · — to — | 628 Class A Common Stock | (F1) The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. (F2) The reporting person received an award of restricted stock units, 25% of which vested on each of September 30, 2022, December 31, 2022, March 31, 2023 and the date of the Issuer's 2023 annual stockholder meeting, which occurred on May 16, 2023. |
| 4 | Derivative | Restricted Stock Units | 2023-05-16 | A | A | 3,752 | $0.00 | 3,752 | D | — · — to — | 3,752 Class A Common Stock | (F1) The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. (F4) The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2023, December 31, 2023, March 31, 2024, and the remaining 25% will vest on the earlier of (i) June 30, 2024, and (ii) the date of the Issuer's 2024 annual stockholder meeting. |
| 5 | Derivative | Restricted Stock Units | 2023-05-16 | M | D | 3,032 | $0.00 | 0 | D | — · — to — | 3,032 Class A Common Stock | (F1) The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. (F3) The reporting person received an award of restricted stock units, 100% of which vested on May 16, 2023. |
| 6 | Derivative | Restricted Stock Units | 2023-05-16 | A | A | 3,032 | $0.00 | 3,032 | D | — · — to — | 3,032 Class A Common Stock | (F1) The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. (F3) The reporting person received an award of restricted stock units, 100% of which vested on May 16, 2023. |