Form 4 for BRLT Brilliant Earth Group, Inc.
Accepted 2022-01-14 00:00:00 ET · period of report 2022-01-12 · accession 0001866757-22-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-14 | 2022-01-12+ | BRLT | Just Rocks, Inc. | 10% | S - Sale | $13.70 | -320.6K | 34.2K | -90% | -$4.39M |
| DM | 2022-01-14 | 2022-01-12+ | BRLT | Just Rocks, Inc. | 10% | C - Cnv Deriv | $0.00 | +320.6K | 77.5K | New | $0 |
| DM | 2022-01-14 | 2022-01-12+ | BRLT | Just Rocks, Inc. | 10% | J - Other | $0.00 | -320.6K | 49.43M | -0.6% | $0 |
| DM | 2022-01-14 | 2022-01-12+ | BRLT | Just Rocks, Inc. | 10% | C - Cnv Deriv | $0.00 | -320.6K | 49.43M | -0.6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-01-14 | S | D | 136,034 | $12.33 | 15,897 | D | — | — | (F8) This transaction was executed in multiple trades ranging from $12.00 to $13.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Class A Common Stock | 2022-01-14 | C | A | 151,931 | $0.00 | 151,931 | D | — | — | |
| 3 | Common | Class C Common Stock | 2022-01-14 | J | D | 151,931 | $0.00 | 49,184,633 | D | — | — | |
| 4 | Common | Class A Common Stock | 2022-01-14 | S | D | 15,897 | $13.24 | 0 | D | — | — | (F9) This transaction was executed in multiple trades ranging from $13.01 to $13.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Class C Common Stock | 2022-01-13 | J | D | 91,202 | $0.00 | 49,336,564 | D | — | — | |
| 6 | Common | Class A Common Stock | 2022-01-13 | S | D | 16,199 | $14.82 | 0 | D | — | — | (F7) This transaction was executed in multiple trades ranging from $14.75 to $14.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Class A Common Stock | 2022-01-13 | S | D | 75,003 | $14.34 | 16,199 | D | — | — | (F6) This transaction was executed in multiple trades ranging from $13.745 to $14.745. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Class A Common Stock | 2022-01-13 | C | A | 91,202 | $0.00 | 91,202 | D | — | — | |
| 9 | Common | Class C Common Stock | 2022-01-12 | J | D | 77,484 | $0.00 | 49,427,766 | D | — | — | |
| 10 | Common | Class A Common Stock | 2022-01-12 | S | D | 1,406 | $16.68 | 0 | D | — | — | (F4) This transaction was executed in multiple trades ranging from $16.575 to $16.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Common | Class A Common Stock | 2022-01-12 | S | D | 32,795 | $15.86 | 1,406 | D | — | — | (F3) This transaction was executed in multiple trades ranging from $15.57 to $16.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 12 | Common | Class A Common Stock | 2022-01-12 | S | D | 43,283 | $14.92 | 34,201 | D | — | — | (F2) This transaction was executed in multiple trades ranging from $14.57 to $15.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 13 | Common | Class A Common Stock | 2022-01-12 | C | A | 77,484 | $0.00 | 77,484 | D | — | — | |
| 14 | Derivative | Class D Common Stock | 2022-01-14 | C | A | 151,931 | $0.00 | 151,931 | D | $0.00 · — to — | 151,931 Class A Common Stock | (F11) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. |
| 15 | Derivative | Class D Common Stock | 2022-01-14 | C | D | 151,931 | $0.00 | 0 | D | $0.00 · — to — | 151,931 Class A Common Stock | (F11) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. |
| 16 | Derivative | Common Units | 2022-01-14 | C | D | 151,931 | $0.00 | 49,184,633 | D | $0.00 · — to — | 151,931 Class D Common Stock | (F10) The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 17 | Derivative | Class D Common Stock | 2022-01-13 | C | D | 91,202 | $0.00 | 0 | D | $0.00 · — to — | 91,202 Class A Common Stock | (F11) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. |
| 18 | Derivative | Class D Common Stock | 2022-01-13 | C | A | 91,202 | $0.00 | 91,202 | D | $0.00 · — to — | 91,202 Class A Common Stock | (F11) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. |
| 19 | Derivative | Common Units | 2022-01-13 | C | D | 91,202 | $0.00 | 49,336,564 | D | $0.00 · — to — | 91,202 Class D Common Stock | (F10) The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 20 | Derivative | Class D Common Stock | 2022-01-12 | C | D | 77,484 | $0.00 | 0 | D | $0.00 · — to — | 77,484 Class A Common Stock | (F11) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. |
| 21 | Derivative | Class D Common Stock | 2022-01-12 | C | A | 77,484 | $0.00 | 77,484 | D | $0.00 · — to — | 77,484 Class A Common Stock | (F11) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. |
| 22 | Derivative | Common Units | 2022-01-12 | C | D | 77,484 | $0.00 | 49,427,766 | D | $0.00 · — to — | 77,484 Class D Common Stock | (F10) The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |