Form 4 for BRLT Brilliant Earth Group, Inc.
Accepted 2022-02-16 00:00:00 ET · period of report 2022-02-14 · accession 0001866757-22-000041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-02-16 | 2022-02-14+ | BRLT | Gerstein Beth Tamara | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | +64.7K | 3,526 | New | $0 |
| DMI | 2022-02-16 | 2022-02-14+ | BRLT | Gerstein Beth Tamara | CEO, Dir, 10% | S - Sale | $12.06 | -64.7K | 0 | -100% | -$779.7K |
| DMI | 2022-02-16 | 2022-02-14+ | BRLT | Gerstein Beth Tamara | CEO, Dir, 10% | J - Other | $0.00 | -64.7K | 49.12M | -0.1% | $0 |
| DMI | 2022-02-16 | 2022-02-14+ | BRLT | Gerstein Beth Tamara | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -64.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-14 | C | A | 12,536 | $0.00 | 12,536 | I See Footnote | — | — | (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. |
| 2 | Common | Class A Common Stock | 2022-02-14 | S | D | 12,536 | $12.10 | 0 | I See Footnote | — | — | (F3) This transaction was executed in multiple trades ranging from $12.00 to $12.315. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. |
| 3 | Common | Class C Common Stock | 2022-02-14 | J | D | 12,536 | $0.00 | 49,172,097 | I See Footnote | — | — | (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. |
| 4 | Common | Class A Common Stock | 2022-02-15 | C | A | 48,595 | $0.00 | 48,595 | I See Footnote | — | — | (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. |
| 5 | Common | Class C Common Stock | 2022-02-16 | J | D | 3,526 | $0.00 | 49,119,976 | I See Footnote | — | — | (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. |
| 6 | Common | Class C Common Stock | 2022-02-15 | J | D | 48,595 | $0.00 | 49,123,502 | I See Footnote | — | — | (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. |
| 7 | Common | Class A Common Stock | 2022-02-16 | S | D | 3,526 | $12.03 | 0 | I See Footnote | — | — | (F6) This transaction was executed in multiple trades ranging from $12.00 to $12.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. |
| 8 | Common | Class A Common Stock | 2022-02-16 | C | A | 3,526 | $0.00 | 3,526 | I See Footnote | — | — | (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. |
| 9 | Common | Class A Common Stock | 2022-02-15 | S | D | 48,595 | $12.05 | 0 | I See Footnote | — | — | (F5) This transaction was executed in multiple trades ranging from $12.00 to $12.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. |
| 10 | Derivative | Common Units | 2022-02-15 | C | D | 48,595 | $0.00 | 49,123,502 | I See Footnote | $0.00 · — to — | 48,595 Class D Common Stock | (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. (F7) The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 11 | Derivative | Class D Common Stock | 2022-02-15 | C | A | 48,595 | $0.00 | 48,595 | I See Footnote | $0.00 · — to — | 48,595 Class A Common Stock | (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. (F8) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis |
| 12 | Derivative | Common Units | 2022-02-14 | C | D | 12,536 | $0.00 | 49,172,097 | I See Footnote | $0.00 · — to — | 12,536 Class D Common Stock | (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. (F7) The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 13 | Derivative | Common Units | 2022-02-16 | C | D | 3,526 | $0.00 | 49,119,976 | I See Footnote | $0.00 · — to — | 3,526 Class D Common Stock | (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. (F7) The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 14 | Derivative | Class D Common Stock | 2022-02-16 | C | A | 3,526 | $0.00 | 3,526 | I See Footnote | $0.00 · — to — | 3,526 Class A Common Stock | (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. (F8) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis |
| 15 | Derivative | Class D Common Stock | 2022-02-16 | C | D | 3,526 | $0.00 | 0 | I See Footnote | $0.00 · — to — | 3,526 Class A Common Stock | (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. (F8) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis |
| 16 | Derivative | Class D Common Stock | 2022-02-15 | C | D | 48,595 | $0.00 | 0 | I See Footnote | $0.00 · — to — | 48,595 Class A Common Stock | (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. (F8) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis |
| 17 | Derivative | Class D Common Stock | 2022-02-14 | C | A | 12,536 | $0.00 | 12,536 | I See Footnote | $0.00 · — to — | 12,536 Class A Common Stock | (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. (F8) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis |
| 18 | Derivative | Class D Common Stock | 2022-02-14 | C | D | 12,536 | $0.00 | 0 | I See Footnote | $0.00 · — to — | 12,536 Class A Common Stock | (F1) Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares. (F8) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis |