Form 4 for BRLT Brilliant Earth Group, Inc.
Accepted 2022-02-16 00:00:00 ET · period of report 2022-02-14 · accession 0001866757-22-000042 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-16 | 2022-02-14+ | BRLT | Just Rocks, Inc. | 10% | J - Other | $0.00 | -64.7K | 49.17M | -0.1% | $0 |
| DM | 2022-02-16 | 2022-02-14+ | BRLT | Just Rocks, Inc. | 10% | C - Cnv Deriv | $0.00 | +64.7K | 12.5K | New | $0 |
| DM | 2022-02-16 | 2022-02-14+ | BRLT | Just Rocks, Inc. | 10% | S - Sale | $12.06 | -64.7K | 0 | -100% | -$779.7K |
| DM | 2022-02-16 | 2022-02-14+ | BRLT | Just Rocks, Inc. | 10% | C - Cnv Deriv | $0.00 | -64.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class C Common Stock | 2022-02-16 | J | D | 3,526 | $0.00 | 49,119,976 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-02-16 | C | A | 3,526 | $0.00 | 3,526 | D | — | — | |
| 3 | Common | Class C Common Stock | 2022-02-15 | J | D | 48,595 | $0.00 | 49,123,502 | D | — | — | |
| 4 | Common | Class A Common Stock | 2022-02-15 | S | D | 48,595 | $12.05 | 0 | D | — | — | (F4) This transaction was executed in multiple trades ranging from $12.00 to $12.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Class A Common Stock | 2022-02-15 | C | A | 48,595 | $0.00 | 48,595 | D | — | — | |
| 6 | Common | Class C Common Stock | 2022-02-14 | J | D | 12,536 | $0.00 | 49,172,097 | D | — | — | |
| 7 | Common | Class A Common Stock | 2022-02-16 | S | D | 3,526 | $12.03 | 0 | D | — | — | (F5) This transaction was executed in multiple trades ranging from $12.00 to $12.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Class A Common Stock | 2022-02-14 | S | D | 12,536 | $12.10 | 0 | D | — | — | (F2) This transaction was executed in multiple trades ranging from $12.00 to $12.315. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Common | Class A Common Stock | 2022-02-14 | C | A | 12,536 | $0.00 | 12,536 | D | — | — | |
| 10 | Derivative | Class D Common Stock | 2022-02-15 | C | A | 48,595 | $0.00 | 48,595 | D | $0.00 · — to — | 48,595 Class A Common Stock | (F7) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. |
| 11 | Derivative | Class D Common Stock | 2022-02-15 | C | D | 48,595 | $0.00 | 0 | D | $0.00 · — to — | 48,595 Class A Common Stock | (F7) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. |
| 12 | Derivative | Common Units | 2022-02-16 | C | D | 3,526 | $0.00 | 49,119,976 | D | $0.00 · — to — | 3,526 Class D Common Stock | (F6) The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will beforfeited in connection with the redemption. The Common Units have no expiration date. |
| 13 | Derivative | Class D Common Stock | 2022-02-16 | C | A | 3,526 | $0.00 | 3,526 | D | $0.00 · — to — | 3,526 Class A Common Stock | (F7) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. |
| 14 | Derivative | Class D Common Stock | 2022-02-16 | C | D | 3,526 | $0.00 | 0 | D | $0.00 · — to — | 3,526 Class A Common Stock | (F7) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. |
| 15 | Derivative | Common Units | 2022-02-14 | C | D | 12,536 | $0.00 | 49,172,097 | D | $0.00 · — to — | 12,536 Class D Common Stock | (F6) The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will beforfeited in connection with the redemption. The Common Units have no expiration date. |
| 16 | Derivative | Class D Common Stock | 2022-02-14 | C | A | 12,536 | $0.00 | 12,536 | D | $0.00 · — to — | 12,536 Class A Common Stock | (F7) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. |
| 17 | Derivative | Common Units | 2022-02-15 | C | D | 48,595 | $0.00 | 49,123,502 | D | $0.00 · — to — | 48,595 Class D Common Stock | (F6) The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will beforfeited in connection with the redemption. The Common Units have no expiration date. |
| 18 | Derivative | Class D Common Stock | 2022-02-14 | C | D | 12,536 | $0.00 | 0 | D | $0.00 · — to — | 12,536 Class A Common Stock | (F7) The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. |