Form 4 for BRLT Brilliant Earth Group, Inc.
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-22 · accession 0001866757-22-000045 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-02-24 | 2022-02-22+ | BRLT | Kuo Jeffrey Chuenhong | CFO | S - Sale | $9.81 | -40.0K | 0 | -100% | -$392.4K |
| DMI | 2022-02-24 | 2022-02-22+ | BRLT | Kuo Jeffrey Chuenhong | CFO | J - Other | $0.00 | -40.0K | 124.5K | -24% | $0 |
| DM | 2022-02-24 | 2022-02-22+ | BRLT | Kuo Jeffrey Chuenhong | CFO | C - Cnv Deriv | $0.00 | +99.0K | 106.3K | +1,363% | $0 |
| DM | 2022-02-24 | 2022-02-22+ | BRLT | Kuo Jeffrey Chuenhong | CFO | S - Sale | $9.81 | -99.0K | 87.7K | -53% | -$971.2K |
| DM | 2022-02-24 | 2022-02-22+ | BRLT | Kuo Jeffrey Chuenhong | CFO | J - Other | $0.00 | -99.0K | 641.3K | -13% | $0 |
| DMI | 2022-02-24 | 2022-02-22+ | BRLT | Kuo Jeffrey Chuenhong | CFO | C - Cnv Deriv | $0.00 | +40.0K | 11.4K | New | $0 |
| DMI | 2022-02-24 | 2022-02-22+ | BRLT | Kuo Jeffrey Chuenhong | CFO | C - Cnv Deriv | $0.00 | -40.0K | 124.5K | -24% | $0 |
| DM | 2022-02-24 | 2022-02-22+ | BRLT | Kuo Jeffrey Chuenhong | CFO | C - Cnv Deriv | $0.00 | -99.0K | 641.3K | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-23 | S | D | 3,746 | $9.74 | 0 | I Held by the Beta Echo Family Protection Trust | — | — | (F5) This transaction was executed in multiple trades ranging from $9.39 to $10.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Class B Common Stock | 2022-02-23 | J | D | 3,746 | $0.00 | 120,793 | I | — | — | |
| 3 | Common | Class A Common Stock | 2022-02-24 | C | A | 24,200 | $0.00 | 111,919 | D | — | — | |
| 4 | Common | Class A Common Stock | 2022-02-24 | S | D | 24,200 | $8.90 | 87,719 | D | — | — | (F6) This transaction was executed in multiple trades ranging from $8.66 to $9.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Class B Common Stock | 2022-02-24 | J | D | 24,200 | $0.00 | 598,572 | D | — | — | |
| 6 | Common | Class A Common Stock | 2022-02-24 | C | A | 4,890 | $0.00 | 4,890 | I | — | — | |
| 7 | Common | Class A Common Stock | 2022-02-24 | S | D | 4,890 | $8.90 | 0 | I | — | — | (F6) This transaction was executed in multiple trades ranging from $8.66 to $9.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Class B Common Stock | 2022-02-24 | J | D | 4,890 | $0.00 | 115,903 | I | — | — | |
| 9 | Common | Class A Common Stock | 2022-02-24 | C | A | 4,890 | $0.00 | 4,890 | I | — | — | |
| 10 | Common | Class A Common Stock | 2022-02-24 | S | D | 4,890 | $8.90 | 0 | I | — | — | (F6) This transaction was executed in multiple trades ranging from $8.66 to $9.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Common | Class B Common Stock | 2022-02-24 | J | D | 4,890 | $0.00 | 115,903 | I | — | — | |
| 12 | Common | Class B Common Stock | 2022-02-23 | J | D | 18,545 | $0.00 | 622,772 | D Held by the Alpha Echo Family Protection Trust | — | — | |
| 13 | Common | Class A Common Stock | 2022-02-23 | C | A | 3,746 | $0.00 | 3,746 | I Held by the Alpha Echo Family Protection Trust | — | — | |
| 14 | Common | Class A Common Stock | 2022-02-23 | S | D | 3,746 | $9.74 | 0 | I Held by the Alpha Echo Family Protection Trust | — | — | (F5) This transaction was executed in multiple trades ranging from $9.39 to $10.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 15 | Common | Class B Common Stock | 2022-02-23 | J | D | 3,746 | $0.00 | 120,793 | I Held by the Beta Echo Family Protection Trust | — | — | |
| 16 | Common | Class A Common Stock | 2022-02-23 | C | A | 3,746 | $0.00 | 3,746 | I Held by the Beta Echo Family Protection Trust | — | — | |
| 17 | Common | Class A Common Stock | 2022-02-22 | C | A | 56,255 | $0.00 | 143,974 | D Held by the Alpha Echo Family Protection Trust | — | — | |
| 18 | Common | Class A Common Stock | 2022-02-22 | S | D | 38,257 | $9.96 | 105,717 | D Held by the Alpha Echo Family Protection Trust | — | — | (F2) This transaction was executed in multiple trades ranging from $9.45 to $10.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 19 | Common | Class A Common Stock | 2022-02-22 | S | D | 17,998 | $10.79 | 87,719 | D Held by the Alpha Echo Family Protection Trust | — | — | (F3) This transaction was executed in multiple trades ranging from $10.46 to $11.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 20 | Common | Class B Common Stock | 2022-02-22 | J | D | 56,255 | $0.00 | 641,317 | D Held by the Alpha Echo Family Protection Trust | — | — | |
| 21 | Common | Class A Common Stock | 2022-02-22 | C | A | 11,364 | $0.00 | 11,364 | I Held by the Beta Echo Family Protection Trust | — | — | |
| 22 | Common | Class A Common Stock | 2022-02-22 | S | D | 7,728 | $9.96 | 3,636 | I Held by the Beta Echo Family Protection Trust | — | — | (F2) This transaction was executed in multiple trades ranging from $9.45 to $10.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 23 | Common | Class A Common Stock | 2022-02-22 | S | D | 3,636 | $10.79 | 0 | I Held by the Beta Echo Family Protection Trust | — | — | (F3) This transaction was executed in multiple trades ranging from $10.46 to $11.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 24 | Common | Class B Common Stock | 2022-02-22 | J | D | 11,364 | $0.00 | 124,539 | I Held by the Beta Echo Family Protection Trust | — | — | |
| 25 | Common | Class A Common Stock | 2022-02-22 | C | A | 11,364 | $0.00 | 11,364 | I Held by the Alpha Echo Family Protection Trust | — | — | |
| 26 | Common | Class A Common Stock | 2022-02-22 | S | D | 7,728 | $9.96 | 3,636 | I Held by the Alpha Echo Family Protection Trust | — | — | (F2) This transaction was executed in multiple trades ranging from $9.45 to $10.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 27 | Common | Class A Common Stock | 2022-02-22 | S | D | 3,636 | $10.79 | 0 | I Held by the Alpha Echo Family Protection Trust | — | — | (F3) This transaction was executed in multiple trades ranging from $10.46 to $11.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 28 | Common | Class B Common Stock | 2022-02-22 | J | D | 11,364 | $0.00 | 124,539 | I Held by the Beta Echo Family Protection Trust | — | — | |
| 29 | Common | Class A Common Stock | 2022-02-23 | C | A | 18,545 | $0.00 | 106,264 | D Held by the Beta Echo Family Protection Trust | — | — | |
| 30 | Common | Class A Common Stock | 2022-02-23 | S | D | 18,545 | $9.74 | 87,719 | D Held by the Beta Echo Family Protection Trust | — | — | (F5) This transaction was executed in multiple trades ranging from $9.39 to $10.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 31 | Derivative | Common Units | 2022-02-23 | C | D | 3,746 | $0.00 | 120,793 | I Held by the Beta Echo Family Protection Trust | $0.00 · — to — | 3,746 Class A Common Stock | (F7) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 32 | Derivative | Common Units | 2022-02-24 | C | D | 24,200 | $0.00 | 598,572 | D | $0.00 · — to — | 24,200 Class A Common Stock | (F7) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 33 | Derivative | Common Units | 2022-02-24 | C | D | 4,890 | $0.00 | 115,903 | I | $0.00 · — to — | 4,890 Class A Common Stock | (F7) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 34 | Derivative | Common Units | 2022-02-24 | C | D | 4,890 | $0.00 | 115,903 | I | $0.00 · — to — | 4,890 Class A Common Stock | (F7) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 35 | Derivative | Common Units | 2022-02-23 | C | D | 3,746 | $0.00 | 120,793 | I Held by the Alpha Echo Family Protection Trust | $0.00 · — to — | 3,746 Class A Common Stock | (F7) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 36 | Derivative | Common Units | 2022-02-23 | C | D | 18,545 | $0.00 | 622,772 | D Held by the Beta Echo Family Protection Trust | $0.00 · — to — | 18,545 Class A Common Stock | (F7) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 37 | Derivative | Common Units | 2022-02-22 | C | D | 11,364 | $0.00 | 124,539 | I Held by the Alpha Echo Family Protection Trust | $0.00 · — to — | 11,364 Class A Common Stock | (F7) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 38 | Derivative | Common Units | 2022-02-22 | C | D | 11,364 | $0.00 | 124,539 | I Held by the Beta Echo Family Protection Trust | $0.00 · — to — | 11,364 Class A Common Stock | (F7) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |
| 39 | Derivative | Common Units | 2022-02-22 | C | D | 56,255 | $0.00 | 641,317 | D Held by the Alpha Echo Family Protection Trust | $0.00 · — to — | 56,255 Class A Common Stock | (F7) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. |