Form 4 for FLNC Fluence Energy, Inc.

Accepted 2022-04-29 00:00:00 ET · period of report 2022-04-28 · accession 0001868941-22-000025 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-04-29	2022-04-28	FLNC	Fehr Dennis	SVP, CFO	F - Tax	$9.10	-15.3K	30.6K	-33%	-$139.0K
D	2022-04-29	2022-04-28	FLNC	Fehr Dennis	SVP, CFO	M - OptEx	$0.00	+45.9K	45.9K	New	$0
D	2022-04-29	2022-04-28	FLNC	Fehr Dennis	SVP, CFO	M - OptEx	—	-45.9K	91.7K	-33%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2022-04-28	F	D	15,273	$9.10	30,590	D	—	—	(F1) Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the phantom units reported herein.
2	Common	Class A Common Stock	2022-04-28	M	A	45,863	$0.00	45,863	D	—	—
3	Derivative	Phantom Unit	2022-04-28	M	D	45,863	—	91,726	D	— · 2022-04-28 to 2022-04-28	45,863 Class A Common Stock	(F2) Each phantom unit is the economic equivalent of one share of the Issuer's Class A common stock and is settled in cash or shares at the discretion of the Issuer's board of directors. (F3) The phantom units will vest and settle in three equal annual installments with the first installment having vested and settled in shares on April 28, 2022, the second installment vesting on April 28, 2023 and the final installment vesting on April 28, 2024, in each case, subject to continued employment of the Reporting Person on such vesting date.