Form 4 for FLNC Fluence Energy, Inc.
Accepted 2022-06-06 00:00:00 ET · period of report 2022-06-02 · accession 0001868941-22-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-06 | 2022-06-02 | FLNC | Madaeni Seyed | SVP, Chief Digital Off | S - Sale+OE | $10.15 | -84.2K | 0 | -100% | -$854.7K |
| D | 2022-06-06 | 2022-06-02 | FLNC | Madaeni Seyed | SVP, Chief Digital Off | M - OptEx | $2.45 | +84.2K | 84.2K | New | +$206.3K |
| D | 2022-06-06 | 2022-06-02 | FLNC | Madaeni Seyed | SVP, Chief Digital Off | M - OptEx | $0.00 | -84.2K | 517.9K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-06-02 | S | D | 84,208 | $10.15 | 0 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $10.1 to $10.23, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote. |
| 2 | Common | Class A Common Stock | 2022-06-02 | M | A | 84,208 | $2.45 | 84,208 | D | — | — | |
| 3 | Derivative | Stock Option | 2022-06-02 | M | D | 84,208 | $0.00 | 517,933 | D | $2.45 · — to 2031-04-02 | 84,208 Class A Common Stock | (F3) Represents part of a single option award grant initially for an aggregate 602,141 shares. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022, 1/3 of the shares subject to the option become vested and exercisable on April 2, 2023 and 1/3 of the shares subject to the option become vested and exercisable on April 2, 2024. |