Form 4 for FLNC Fluence Energy, Inc.

Accepted 2023-03-21 00:00:00 ET · period of report 2023-03-19 · accession 0001868941-23-000029 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-03-21	2023-03-19	FLNC	von Heynitz Harald	Dir	M - OptEx	—	+7,364	11.9K	+161%	—
D	2023-03-21	2023-03-20	FLNC	von Heynitz Harald	Dir	A - Grant	$0.00	+10.9K	10.9K	New	$0
D	2023-03-21	2023-03-19	FLNC	von Heynitz Harald	Dir	M - OptEx	$0.00	-7,364	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2023-03-19	M	A	7,364	—	11,935	D	—	—	(F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.
2	Derivative	Restricted Stock Unit	2023-03-20	A	A	10,926	$0.00	10,926	D	— · — to —	10,926 Class A Common Stock	(F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) The restricted stock units will vest in full upon the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.
3	Derivative	Restricted Stock Unit	2023-03-19	M	D	7,364	$0.00	0	D	— · — to —	7,364 Class A Common Stock	(F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F2) The RSUs vested on March 19, 2023. The RSUs have no expiration date.