Form 4 for FLNC Fluence Energy, Inc.
Accepted 2023-05-01 00:00:00 ET · period of report 2023-04-28 · accession 0001868941-23-000037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-01 | 2023-04-28 | FLNC | Boll Rebecca | SVP, Chief Product Off | M - OptEx | $0.00 | +40.9K | 71.3K | +135% | $0 |
| D | 2023-05-01 | 2023-04-28 | FLNC | Boll Rebecca | SVP, Chief Product Off | F - Tax | $18.10 | -18.2K | 53.2K | -25% | -$328.6K |
| D | 2023-05-01 | 2023-04-28 | FLNC | Boll Rebecca | SVP, Chief Product Off | M - OptEx | — | -40.9K | 40.9K | -50% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-04-28 | M | A | 40,932 | $0.00 | 71,327 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-04-28 | F | D | 18,154 | $18.10 | 53,173 | D | — | — | (F1) Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the phantom units reported herein. |
| 3 | Derivative | Phantom Unit | 2023-04-28 | M | D | 40,932 | — | 40,932 | D | — · 2022-04-28 to 2022-04-28 | 40,932 Class A Common Stock | (F2) Each phantom unit is the economic equivalent of one share of the Issuer's Class A common stock and is settled in cash or shares at the discretion of the Issuer's board of directors. (F3) The phantom units will vest and settle in three equal annual installments with the first installment having vested and settled in shares on April 28, 2022, the second installment having vested and settled in shares on April 28, 2023 and the final installment vesting on April 28, 2024, subject to continued employment of the Reporting Person on such vesting date. |