Form 4 for FLNC Fluence Energy, Inc.
Accepted 2023-09-06 00:00:00 ET · period of report 2023-09-01 · accession 0001868941-23-000067 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-06 | 2023-09-01 | FLNC | Nebreda Julian | Pres, CEO, Dir | M - OptEx | — | +46.2K | 66.2K | +231% | — |
| D | 2023-09-06 | 2023-09-01 | FLNC | Nebreda Julian | Pres, CEO, Dir | F - Tax | $27.54 | -17.8K | 48.4K | -27% | -$491.0K |
| D | 2023-09-06 | 2023-09-01 | FLNC | Nebreda Julian | Pres, CEO, Dir | M - OptEx | $0.00 | -46.2K | 92.4K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-09-01 | M | A | 46,220 | — | 66,220 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. |
| 2 | Common | Class A Common Stock | 2023-09-01 | F | D | 17,830 | $27.54 | 48,390 | D | — | — | (F2) Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs. |
| 3 | Derivative | Restricted Stock Unit | 2023-09-01 | M | D | 46,220 | $0.00 | 92,438 | D | — · — to — | 46,220 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) The RSUs vest annually as to 1/3rd of the total shares, beginning on September 1, 2023, subject to continued service through each vesting date. The RSUS have no expiration date. |