Form 4 for FLNC Fluence Energy, Inc.
Accepted 2023-09-06 00:00:00 ET · period of report 2023-09-01 · accession 0001868941-23-000069 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-06 | 2023-09-01 | FLNC | Vanka Krishna C | SVP, Chief Digital Off | M - OptEx | — | +9,244 | 9,244 | New | — |
| D | 2023-09-06 | 2023-09-01 | FLNC | Vanka Krishna C | SVP, Chief Digital Off | F - Tax | $27.54 | -3,999 | 5,245 | -43% | -$110.1K |
| D | 2023-09-06 | 2023-09-01 | FLNC | Vanka Krishna C | SVP, Chief Digital Off | M - OptEx | $0.00 | -9,244 | 18.5K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-09-01 | M | A | 9,244 | — | 9,244 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. |
| 2 | Common | Class A Common Stock | 2023-09-01 | F | D | 3,999 | $27.54 | 5,245 | D | — | — | (F2) Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs. |
| 3 | Derivative | Restricted Stock Unit | 2023-09-01 | M | D | 9,244 | $0.00 | 18,488 | D | — · — to — | 9,244 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) The RSUs vest annually as to 1/3rd of the total shares, beginning on September 1, 2023, subject to continued service through each vesting date. The RSUS have no expiration date. |