Form 4 for FLNC Fluence Energy, Inc.
Accepted 2023-09-19 00:00:00 ET · period of report 2023-09-15 · accession 0001868941-23-000070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-19 | 2023-09-15 | FLNC | Sial Manavendra | SVP, CFO | M - OptEx | — | +45.2K | 45.2K | New | — |
| D | 2023-09-19 | 2023-09-15 | FLNC | Sial Manavendra | SVP, CFO | F - Tax | $25.24 | -22.4K | 22.9K | -49% | -$564.3K |
| D | 2023-09-19 | 2023-09-15 | FLNC | Sial Manavendra | SVP, CFO | M - OptEx | $0.00 | -45.2K | 90.4K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-09-15 | M | A | 45,210 | — | 45,210 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. |
| 2 | Common | Class A Common Stock | 2023-09-15 | F | D | 22,357 | $25.24 | 22,853 | D | — | — | (F2) Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs. |
| 3 | Derivative | Restricted Stock Unit | 2023-09-15 | M | D | 45,210 | $0.00 | 90,419 | D | — · — to — | 45,210 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) The RSUs will vest in three equal annual installments with the first installment having vested on September 15, 2023, the second installment vesting on September 15, 2024, and the final installment vesting on September 15, 2025, subject to continued service through the applicable vesting date. The RSUs have no expiration date. |