Form 4 for FLNC Fluence Energy, Inc.
Accepted 2024-04-30 00:00:00 ET · period of report 2024-04-28 · accession 0001868941-24-000037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-30 | 2024-04-28 | FLNC | Zahurancik John | SVP, Pres, Americas | M - OptEx | $0.00 | +45.9K | 109.9K | +72% | $0 |
| D | 2024-04-30 | 2024-04-28 | FLNC | Zahurancik John | SVP, Pres, Americas | F - Tax | $16.85 | -13.9K | 96.0K | -13% | -$234.0K |
| D | 2024-04-30 | 2024-04-28 | FLNC | Zahurancik John | SVP, Pres, Americas | M - OptEx | — | -45.9K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-04-28 | M | A | 45,863 | $0.00 | 109,895 | D | — | — | (F1) Each phantom unit was the economic equivalent of one share of the Issuer's Class A common stock and was settled in cash or shares at the discretion of the Issuer's board of directors. |
| 2 | Common | Class A Common Stock | 2024-04-28 | F | D | 13,890 | $16.85 | 96,005 | D | — | — | (F2) Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the phantom units reported herein. |
| 3 | Derivative | Phantom Unit | 2024-04-28 | M | D | 45,863 | — | 0 | D | — · — to — | 45,863 Class A Common Stock | (F1) Each phantom unit was the economic equivalent of one share of the Issuer's Class A common stock and was settled in cash or shares at the discretion of the Issuer's board of directors. (F3) The phantom units vested and settled in shares of the Issuer's Class A common stock on April 28, 2024. |