Form 4 for FLNC Fluence Energy, Inc.
Accepted 2024-06-14 00:00:00 ET · period of report 2024-06-12 · accession 0001868941-24-000051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-14 | 2024-06-12 | FLNC | Zahurancik John | SVP, Pres, Americas | M - OptEx | $2.45 | +25.0K | 121.0K | +26% | +$61.3K |
| D | 2024-06-14 | 2024-06-12 | FLNC | Zahurancik John | SVP, Pres, Americas | S - Sale+OE | $24.22 | -25.0K | 96.0K | -21% | -$605.5K |
| D | 2024-06-14 | 2024-06-12 | FLNC | Zahurancik John | SVP, Pres, Americas | M - OptEx | $0.00 | -25.0K | 380.7K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-12 | M | A | 25,000 | $2.45 | 121,005 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-06-12 | S | D | 25,000 | $24.22 | 96,005 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $23.79 to $24.635, inclusive. The reporting person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote. |
| 3 | Derivative | Stock Option | 2024-06-12 | M | D | 25,000 | $0.00 | 380,674 | D | $2.45 · — to 2031-04-02 | 25,000 Class A Common Stock | (F4) Represents part of a single option award grant initially for an aggregate 455,674 shares, which vested in three equal annual installments on April 2, 2022, April 2, 2023 and April 2, 2024. All shares subject to the option are vested and exercisable. |