Form 4 for FLNC Fluence Energy, Inc.
Accepted 2024-09-04 00:00:00 ET · period of report 2024-09-01 · accession 0001868941-24-000063 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-04 | 2024-09-01 | FLNC | Nebreda Julian | Pres, CEO, Dir | F - Tax | $18.37 | -19.7K | 81.6K | -19% | -$361.7K |
| D | 2024-09-04 | 2024-09-01 | FLNC | Nebreda Julian | Pres, CEO, Dir | M - OptEx | — | +46.2K | 101.3K | +84% | — |
| D | 2024-09-04 | 2024-09-01 | FLNC | Nebreda Julian | Pres, CEO, Dir | M - OptEx | $0.00 | -46.2K | 46.2K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-01 | F | D | 19,687 | $18.37 | 81,622 | D | — | — | (F2) Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs. |
| 2 | Common | Class A Common Stock | 2024-09-01 | M | A | 46,219 | — | 101,309 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. |
| 3 | Derivative | Restricted Stock Unit | 2024-09-01 | M | D | 46,219 | $0.00 | 46,219 | D | — · — to — | 46,219 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) The reporting person was granted 138,658 RSUs on September 1, 2022. The vesting schedule is as follows: 1/3 of the total RSUs vested on September 1, 2023, 1/3 of the total RSUs vested on September 1, 2024, and 1/3 of the total RSUs will vest on September 1, 2025, subject to continued service through such vesting date. The RSUs have no expiration date. |