Form 4 for UONE URBAN ONE, INC.
Accepted 2021-07-13 00:00:00 ET · period of report 2019-07-09 · accession 0001870822-21-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-07-13 | 2020-07-09 | UONE | Simpson Kristopher | SVP, GC | S - Sale | $1.74 | -6,805 | 20.0K | -25% | -$11.8K | |
| M | 2021-07-13 | 2020-07-09+ | UONE | Simpson Kristopher | SVP, GC | F - Tax | $3.59 | -6,480 | 16.7K | -28% | -$23.2K |
| 2021-07-13 | 2019-07-09 | UONE | Simpson Kristopher | SVP, GC | A - Grant | — | +30.0K | 30.0K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class D Common Stock | 2020-07-09 | S | D | 6,805 | $1.74 | 20,000 | D | — | — | |
| 2 | Common | Class D Common Stock | 2020-07-09 | F | D | 3,195 | $1.74 | 26,805 | D | — | — | |
| 3 | Common | Class D Common Stock | 2019-07-09 | A | A | 30,000 | — | 30,000 | D | — | — | (F1) Represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. On July 9, 2019, Mr. Simpson was granted 30,000 restricted shares of Class D Common Stock. The grant vested or vests in three equal tranches of 10,000 on each of July 9, 2020, July 9, 2021 and July 9, 2022. |
| 4 | Common | Class D Common Stock | 2021-07-09 | F | D | 3,285 | $5.38 | 16,715 | D | — | — | (F2) The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 16,715 shares of Urban One, Inc. common stock as follows: 16,715 shares of Class D common stock. |