Form 4 for UONE URBAN ONE, INC.
Accepted 2024-01-09 00:00:00 ET · period of report 2023-01-05 · accession 0001870822-24-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-09 | 2024-01-05 | UONE | Simpson Kristopher | SVP, GC | F - Tax | $3.71 | -14.5K | 22.0K | -40% | -$53.8K |
| D | 2024-01-09 | 2024-01-05 | UONE | Simpson Kristopher | SVP, GC | D - Sale to Iss | $3.71 | -12.8K | 9,210 | -58% | -$47.4K |
| D | 2024-01-09 | 2024-01-05 | UONE | Simpson Kristopher | SVP, GC | A - Grant | $0.00 | +27.3K | 36.5K | +296% | $0 |
| D | 2024-01-09 | 2024-01-05 | UONE | Simpson Kristopher | SVP, GC | A - Grant | $0.00 | +18.6K | 61.2K | +44% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class D Common Stock | 2024-01-05 | F | D | 14,506 | $3.71 | 21,995 | D | — | — | |
| 2 | Common | Class D Common Stock | 2024-01-05 | D | D | 12,785 | $3.71 | 9,210 | D | — | — | |
| 3 | Common | Class D Common Stock | 2024-01-05 | A | A | 27,291 | $0.00 | 36,501 | D | — | — | (F1) Award vested immediately upon pricing. |
| 4 | Derivative | Stock Option (Class D) | 2024-01-05 | A | A | 18,565 | $0.00 | 61,187 | D | $3.71 · 2024-01-05 to 2025-01-05 | 18,565 Class D Common Stock |