Form 4 for BKKT Bakkt, Inc.
Accepted 2023-01-03 00:00:00 ET · period of report 2022-12-23 · accession 0001870910-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-03 | 2022-12-23 | BKKT | Alexander Karen | CFO | S - Sale | $1.35 | -11.5K | 200.0K | -5% | -$15.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-12-23 | S | D | 11,487 | $1.35 | 199,968 | D | — | — | (F1) Disposition to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). (F2) Includes 186,705 shares of Class A Common Stock subject to RSUs that remain subject to vesting. |