Form 4 for BKKT Bakkt, Inc.
Accepted 2024-01-02 00:00:00 ET · period of report 2023-12-28 · accession 0001870910-24-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-01-02 | 2023-12-28 | BKKT | Alexander Karen | CFO | F - Tax | $1.84 | -8,923 | 381.0K | -2% | -$16.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-28 | F | D | 8,923 | $1.84 | 381,045 | D | — | — | (F1) In connection with the vesting of restricted stock units on December 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on December 21, 2023. (F2) Includes 307,796 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting. |