Form 4 for BKKT Bakkt, Inc.
Accepted 2024-06-03 00:00:00 ET · period of report 2024-05-30 · accession 0001870910-24-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-06-03 | 2024-05-30 | BKKT | Alexander Karen | CFO | A - Grant | $0.00 | +23.5K | 39.4K | +149% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-30 | A | A | 23,541 | $0.00 | 39,355 | D | — | — | (F1) These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of May 30, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date. (F2) Includes 34,084 shares of Class A Common Stock subject to RSUs and performance stock units that remain subject to vesting. |