Form 4 for MQ Marqeta, Inc.
Accepted 2024-09-04 00:00:00 ET · period of report 2024-09-01 · accession 0001870987-24-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-04 | 2024-09-01 | MQ | Sumner Crystal | See Remarks | M - OptEx | $0.00 | +64.2K | 125.1K | +105% | $0 |
| DM | 2024-09-04 | 2024-09-01 | MQ | Sumner Crystal | See Remarks | F - Tax | $5.11 | -32.5K | 111.3K | -23% | -$166.2K |
| DM | 2024-09-04 | 2024-09-01 | MQ | Sumner Crystal | See Remarks | M - OptEx | $0.00 | -64.2K | 368.6K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-01 | M | A | 36,859 | $0.00 | 148,158 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 2 | Common | Class A Common Stock | 2024-09-01 | F | D | 18,681 | $5.11 | 129,477 | D | — | — | (F2) Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| 3 | Common | Class A Common Stock | 2024-09-01 | F | D | 13,846 | $5.11 | 111,299 | D | — | — | (F2) Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. |
| 4 | Common | Class A Common Stock | 2024-09-01 | M | A | 27,319 | $0.00 | 125,145 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 5 | Derivative | Restricted Stock Units | 2024-09-01 | M | D | 27,319 | $0.00 | 273,185 | D | — · — to — | 27,319 Class A Common Stock | (F3) Each restricted stock unit is convertible into one share of Class A Common Stock. (F4) One-fourth (1/4th) of the restricted stock units vested on March 1, 2024, and one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |
| 6 | Derivative | Restricted Stock Units | 2024-09-01 | M | D | 36,859 | $0.00 | 368,586 | D | — · — to — | 36,859 Class A Common Stock | (F3) Each restricted stock unit is convertible into one share of Class A Common Stock. (F5) One-twelfth (1/12th) of the restricted stock units vested on June 1, 2024, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. |