Form 4 for BKKT Bakkt, Inc.
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-24 · accession 0001871512-23-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-28 | 2023-02-24 | BKKT | Michael Gavin Constantine | CEO, Pres, Dir | A - Grant | $0.00 | +667.5K | 2.66M | +34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-24 | A | A | 80,000 | $0.00 | 2,739,236 | D | — | — | (F3) These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. (F4) Includes 2,305,439 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. |
| 2 | Common | Class A Common Stock | 2023-02-24 | A | A | 587,467 | $0.00 | 2,659,236 | D | — | — | (F1) These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date. (F2) Includes 2,225,439 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. |