Form 4 for BKKT Bakkt, Inc.
Accepted 2024-04-24 00:00:00 ET · period of report 2024-04-22 · accession 0001871559-24-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-04-24 | 2024-04-22 | BKKT | D'Annunzio Marc | GC, Sec | S - Sale | $0.4 | +20.5K | 606.2K | +4% | +$8,202 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-04-22 | S | A | 20,504 | $0.4 | 606,201 | D | — | — | (F1) The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/22/2023. (F2) Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $0.3909 to $0.4050, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. (F3) Includes 341,760 shares of Class A Common Stock subject to restricted stock units and performance stock units that remain subject to vesting. |