Form 4 for BKKT Bakkt, Inc.
Accepted 2026-04-29 18:33:00 ET · period of report 2026-04-28 · accession 0001871559-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MT | 2026-04-29 18:33 | 2026-04-28 | BKKT | D'Annunzio Marc | GC, Sec | S - Sale | $8.86 | -7,780 | 110.1K | -7% | -$68.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-04-28 | S | D | 3,789 | $9.13 | 114,050 | D | — | — | (F1) Represents sale to cover tax obligations associated with the vesting of restricted stock units. (F2) Includes 18,852 shares of Class A Common Stock subject to restricted stock units and performance stock units awards that remain subject to vesting. |
| 2 | Common | Class A Common Stock | 2026-04-28 | S | D | 3,991 | $8.60 | 110,059 | D | — | — | (F3) The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/10/2025. (F4) Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $8.51 to $8,60, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. (F5) Includes 14,861 shares of Class A Common Stock subject to restricted stock units and performance stock units awards that remain subject to vesting. |