Form 4 for SRXH SRX Global Inc.
Accepted 2021-08-23 00:00:00 ET · period of report 2021-08-19 · accession 0001871648-21-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-23 | 2021-08-20 | SRXH | Sauermann Robert | EVP, Strategy | P - Purchase | $3.52 | +3,000 | 8,000 | +60% | +$10.6K |
| D | 2021-08-23 | 2021-08-19 | SRXH | Sauermann Robert | EVP, Strategy | A - Grant | $0.00 | +15.0K | 15.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-20 | P | A | 3,000 | $3.52 | 8,000 | D | — | — | (F1) The number of shares reported as directly owned has been increased by 5,000 and the number of shares reported as indirectly owned by SFV Holdings LLC has been decreased by 5,000 to correct an administrative error in previous reports. |
| 2 | Derivative | Stock Options - Right to Buy | 2021-08-19 | A | A | 15,000 | $0.00 | 15,000 | D | $5.00 · — to 2031-08-19 | 15,000 Common Stock | (F2) Options granted on August 19, 2021 and 67% of the options shall vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter, and 33% of the options shall vest as to 1/3rd of the shares on the 18 month anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter. (F3) Options exercisable according to the vesting terms in the related option agreement. |