Form 4 for EPM EVOLUTION PETROLEUM CORP
Accepted 2021-08-04 00:00:00 ET · period of report 2016-09-01 · accession 0001872155-21-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-04 | 2018-03-12+ | EPM | Schultz Roderick A. | VP, CAO | S - Sale+OE | $9.49 | -20.0K | 50.6K | -28% | -$189.9K |
| DM | 2021-08-04 | 2016-09-01+ | EPM | Schultz Roderick A. | VP, CAO | F - Tax | $7.25 | -16.3K | 52.0K | -24% | -$118.3K |
| DM | 2021-08-04 | 2016-09-01+ | EPM | Schultz Roderick A. | VP, CAO | M - OptEx | $0.00 | +9,504 | 56.4K | +20% | $0 |
| DM | 2021-08-04 | 2016-09-01+ | EPM | Schultz Roderick A. | VP, CAO | A - Grant | $0.00 | +34.3K | 53.9K | +176% | $0 |
| DM | 2021-08-04 | 2016-09-01+ | EPM | Schultz Roderick A. | VP, CAO | M - OptEx | $0.00 | -9,504 | 7,125 | -57% | $0 |
| D | 2021-08-04 | 2016-09-01 | EPM | Schultz Roderick A. | VP, CAO | A - Grant | $5.67 | +5,614 | 13.8K | +68% | +$31.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2018-04-26 | S | D | 3,000 | $9.00 | 43,552 | D | — | — | |
| 2 | Common | Common Stock | 2018-06-01 | S | D | 3,000 | $9.90 | 40,552 | D | — | — | |
| 3 | Common | Common Stock | 2018-07-02 | S | D | 3,000 | $10.60 | 37,552 | D | — | — | |
| 4 | Common | Common Stock | 2018-07-06 | S | D | 3,000 | $11.40 | 34,552 | D | — | — | |
| 5 | Common | Common Stock | 2017-12-04 | F | D | 544 | $7.10 | 34,008 | D | — | — | |
| 6 | Common | Common Stock | 2018-08-28 | F | D | 183 | $9.65 | 33,825 | D | — | — | |
| 7 | Common | Common Stock | 2018-09-01 | F | D | 329 | $10.05 | 33,496 | D | — | — | |
| 8 | Common | Common Stock | 2018-09-05 | M | A | 2,807 | $0.00 | 36,303 | D | — | — | |
| 9 | Common | Common Stock | 2018-09-05 | A | A | 12,425 | $0.00 | 48,728 | D | — | — | |
| 10 | Common | Common Stock | 2018-09-05 | F | D | 1,975 | $9.90 | 46,753 | D | — | — | |
| 11 | Common | Common Stock | 2018-12-04 | F | D | 316 | $9.02 | 46,437 | D | — | — | |
| 12 | Common | Common Stock | 2018-12-31 | F | D | 1,227 | $6.97 | 45,210 | D | — | — | |
| 13 | Common | Common Stock | 2019-09-01 | F | D | 342 | $5.92 | 44,868 | D | — | — | |
| 14 | Common | Common Stock | 2019-09-05 | F | D | 353 | $5.88 | 44,515 | D | — | — | |
| 15 | Common | Common Stock | 2018-04-25 | S | D | 4,000 | $8.50 | 46,552 | D | — | — | |
| 16 | Common | Common Stock | 2018-03-12 | S | D | 4,000 | $8.30 | 50,552 | D | — | — | |
| 17 | Common | Common Stock | 2017-11-06 | A | A | 5,041 | $0.00 | 54,552 | D | — | — | |
| 18 | Common | Common Stock | 2017-11-06 | F | D | 3,264 | $7.20 | 49,511 | D | — | — | |
| 19 | Common | Common Stock | 2017-11-06 | M | A | 2,593 | $0.00 | 52,775 | D | — | — | |
| 20 | Common | Common Stock | 2017-09-01 | F | D | 577 | $6.95 | 50,182 | D | — | — | |
| 21 | Common | Common Stock | 2017-08-28 | F | D | 309 | $7.25 | 50,759 | D | — | — | |
| 22 | Common | Common Stock | 2017-08-10 | F | D | 641 | $8.05 | 51,068 | D | — | — | |
| 23 | Common | Common Stock | 2017-08-10 | M | A | 1,511 | $0.00 | 51,709 | D | — | — | |
| 24 | Common | Common Stock | 2016-12-04 | F | D | 545 | $9.30 | 50,198 | D | — | — | |
| 25 | Common | Common Stock | 2016-11-03 | F | D | 1,268 | $7.25 | 50,743 | D | — | — | |
| 26 | Common | Common Stock | 2016-09-01 | F | D | 4,434 | $5.67 | 52,011 | D | — | — | |
| 27 | Common | Common Stock | 2016-09-01 | A | A | 16,843 | $0.00 | 53,852 | D | — | — | |
| 28 | Common | Common Stock | 2016-09-01 | M | A | 2,593 | $0.00 | 56,445 | D | — | — | |
| 29 | Derivative | Contingent Performance Stock Grant | 2018-09-05 | M | D | 2,807 | $0.00 | 2,807 | D | $0.00 · — to 2020-09-01 | 2,807 Common Stock | (F7) Total includes expiration of Contingent Restricted Stock awards prior to this transaction. (F5) Contingent Restricted Stock award vests (becomes exercisable) when the grant agreement's vesting conditions are met. |
| 30 | Derivative | Contingent Performance Stock Grant | 2017-08-10 | M | D | 1,511 | $0.00 | 9,718 | D | $0.00 · — to 2018-08-28 | 1,511 Common Stock | (F5) Contingent Restricted Stock award vests (becomes exercisable) when the grant agreement's vesting conditions are met. |
| 31 | Derivative | Contingent Performance Stock Grant | 2016-09-01 | M | D | 2,593 | $0.00 | 11,229 | D | $0.00 · — to 2019-12-04 | 2,593 Common Stock | (F5) Contingent Restricted Stock award vests (becomes exercisable) when the grant agreement's vesting conditions are met. |
| 32 | Derivative | Contingent Performance Stock Grant | 2016-09-01 | A | A | 5,614 | $5.67 | 13,822 | D | $0.00 · — to 2020-09-01 | 5,614 Common Stock | (F5) Contingent Restricted Stock award vests (becomes exercisable) when the grant agreement's vesting conditions are met. |
| 33 | Derivative | Contingent Performance Stock Grant | 2017-11-06 | M | D | 2,593 | $0.00 | 7,125 | D | $0.00 · — to 2019-12-04 | 2,593 Common Stock | (F5) Contingent Restricted Stock award vests (becomes exercisable) when the grant agreement's vesting conditions are met. |