Form 4 for EPM EVOLUTION PETROLEUM CORP
Accepted 2021-08-04 00:00:00 ET · period of report 2019-09-09 · accession 0001872155-21-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-04 | 2019-09-09+ | EPM | Schultz Roderick A. | VP, CAO | F - Tax | $4.24 | -4,995 | 45.3K | -10% | -$21.2K |
| DM | 2021-08-04 | 2019-12-10+ | EPM | Schultz Roderick A. | VP, CAO | A - Grant | $0.00 | +80.3K | 122.6K | +190% | $0 |
| D | 2021-08-04 | 2019-09-09 | EPM | Schultz Roderick A. | VP, CAO | M - OptEx | $0.00 | +2,807 | 47.3K | +6% | $0 |
| D | 2021-08-04 | 2020-12-09 | EPM | Schultz Roderick A. | VP, CAO | A - Grant | $0.00 | +19.4K | 19.4K | New | $0 |
| D | 2021-08-04 | 2019-09-09 | EPM | Schultz Roderick A. | VP, CAO | M - OptEx | $5.93 | -2,807 | 0 | -100% | -$16.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2020-09-05 | F | D | 340 | $2.86 | 64,494 | D | — | — | |
| 2 | Common | Common Stock | 2020-09-03 | F | D | 1,385 | $2.86 | 64,834 | D | — | — | |
| 3 | Common | Common Stock | 2020-09-01 | F | D | 907 | $2.73 | 66,219 | D | — | — | |
| 4 | Common | Common Stock | 2019-12-10 | A | A | 22,167 | $0.00 | 67,126 | D | — | — | |
| 5 | Common | Common Stock | 2019-12-04 | F | D | 316 | $5.13 | 44,959 | D | — | — | |
| 6 | Common | Common Stock | 2019-09-09 | F | D | 2,047 | $5.93 | 45,275 | D | — | — | |
| 7 | Common | Common Stock | 2020-12-09 | A | A | 58,084 | $0.00 | 122,578 | D | — | — | |
| 8 | Common | Common Stock | 2019-09-09 | M | A | 2,807 | $0.00 | 47,322 | D | — | — | |
| 9 | Derivative | Contingent Performance Stock Grant | 2020-12-09 | A | A | 19,361 | $0.00 | 19,361 | D | $0.00 · — to 2024-12-09 | 19,361 Common Stock | (F4) Contingent Restricted Stock award vests (becomes exercisable) when grant agreement's vesting performance conditions are met. |
| 10 | Derivative | Contingent Performance Stock Grant | 2019-09-09 | M | D | 2,807 | $5.93 | 0 | D | $0.00 · — to 2020-09-01 | 2,807 Common Stock | (F4) Contingent Restricted Stock award vests (becomes exercisable) when grant agreement's vesting performance conditions are met. |